Regulation NMS - PDFSEARCH.IO - Document Search Engine

Regulation NMS
Results: 1042

#	Item
461	Microsoft Word - otcutpcommittee020205a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-03 13:14:46 Chicago Stock Exchange U.S. Securities and Exchange Commission Securities Exchange Act United States Constitution Economy of the United States Government Financial regulation United States Securities and Exchange Commission Regulation NMS United States securities law
462	Microsoft Word - cibcwm020405a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-08 17:10:14 Investment Regulation NMS Order Alternative Trading Systems Market data Short Securities market Algorithmic trading National Market System Financial markets Financial economics Finance
463	mMMmS; ARMED SERVICES BANKING. HOUSING. A l l 0 URBAN AFFAIRS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-18 15:54:57 Finance Securities market Capital market Business U.S. Securities and Exchange Commission Algorithmic trading Financial markets Regulation NMS Financial economics
464	Comment Letter on File No. S7-27-09 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-22 15:00:45 Investment Dark liquidity Alternative Trading Systems Securities Exchange Act Third market Order High-frequency trading Flash trading Regulation NMS Financial markets Financial economics Finance
465	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]July 25, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Include Additiona Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-28 12:37:10 Investment Order Regulation NMS Financial economics New York Stock Exchange Securities Exchange Act Federal Rules of Civil Procedure International Securities Exchange Chicago Stock Exchange United States Securities and Exchange Commission Stock market Economy of the United States
466	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]July 28, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-29 09:10:10 United States Securities and Exchange Commission Investment United States securities law Self-regulatory organizations NASDAQ Regulation NMS Securities Exchange Act Market data Chicago Board Options Exchange Economy of the United States Financial markets Financial economics
467	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 25, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-25 08:38:43 Investment United States Securities and Exchange Commission Finance Business Electronic communication network Alternative Trading Systems Securities Exchange Act Dark liquidity Regulation NMS Stock market Financial markets Financial economics
468	PDF Document Add to Reading List Source URL: www.world-exchanges.org Language: English - Date: 2014-06-06 09:01:33 Finance Investment High-frequency trading Flash Crash Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Alternative Trading Systems Day trading Financial economics Financial markets Stock market
469	June[removed]Goldman Sachs Execution & Clearing, L.P. (“GSEC”) A set of frequently asked questions (“FAQs”) about SIGMA X™ U.S. is now available on the Goldman Sachs Electronic Trading (“GSET”) website. SIGMA Add to Reading List Source URL: www.goldmansachs.com Language: English - Date: 2014-06-02 16:03:15 Finance Mathematical finance Stock market Goldman Sachs Rockefeller Center Institution Algorithmic trading Regulation NMS Order Investment Financial economics Financial markets
470	TESTIMONY OF JOE RATTERMAN U.S. SENATE BANKING COMMITTEE July 8, 2014 Thank you and good morning. My name is Joe Ratterman, Chief Executive Officer of BATS Global Markets, Inc. (“BATS”), and one of the founding emplo Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-07-07 14:06:24 Investment Regulation NMS Algorithmic trading Stock market Order Alternative Trading Systems U.S. Securities and Exchange Commission Market maker Futures contract Financial markets Financial economics Finance

UPDATE